Online Platforms Help Students Pass the SIE Exam From Harlem To Hollywood

September 14, 2023

Are you looking to pass the SIE exam? If so, you’re in luck! There are many online platforms that can help you prepare for the exam.

The SIE exam is administered via computer, so it’s important to become familiar with the format of the test.

A tutorial is provided prior to taking the exam, and each candidate’s exam includes 10 additional, unidentified pretest items that do not contribute toward the candidate’s score. The pretest items are randomly distributed throughout the exam. Therefore, each candidate’s exam consists of a total of 85 items (75 scored and 10 unscored). Unscored items are used to help test the validity of the exam questions. There is no penalty for guessing, so candidates should attempt to answer all items. You will be allowed 1 hour and 45 minutes to complete the SIE exam, so it’s important to study effectively and efficiently. All candidate test scores are placed on a common scale using a statistical adjustment process known as equating. Equating ensures that a score in one exam form is equivalent to the same scaled score in any other exam form.

The SIE Exam covers a wide range of topics within the financial industry, including a knowledge of capital markets, understanding products and their risks, understanding trading, customer accounts, and prohibited activities, and an overview of the regulatory framework. Capital markets include stocks, bonds, and derivatives, while products and their risks include equities, fixed-income securities, ETFs, options, futures contracts, and forex. Products and risks also cover the various pricing and valuation methodologies used in trading, customer accounts, and prohibited activities. Regulatory topics include the SROs, FINRA rules and regulations, SEC requirements and disclosures, customer complaints and arbitration claims, supervision requirements for firms and registered reps, disclosure document requirements for customers of brokers or advisors, advertising rules, and trade reporting requirements.


These topics can be challenging, but by using online platforms to study and prepare for the exam, you can boost your chances of success. Online platforms help by providing study materials, practice questions, and other resources that can help you build your knowledge and skills in key areas.

Whether you’re looking for practice questions, test-taking tips, or instructional videos, there is an online platform that can help you succeed on the exam. Achievable is one of these platforms. Achievable offers a free SIE practice exam to prepare you for the SIE Exam. So if you’re ready to pass the SIE and start your career as a financial professional, be sure to use an online SIE exam prep tool like Achievable to help you succeed!

Photo credit: SOurce. This content is part of the HWM Partnership.


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